Registered Rep.
  Registered Rep. is free to qualified professionals. Summary Description
  To apply for a FREE subscription to Registered Rep., please answer ALL of the questions on the form below.
  The magazine publisher determines qualification and reserves the right to limit the number of free subscriptions.
  Geographic Eligibility: USA (Print or Digital Edition Available), Canada (Digital Only)


 
1. Do you wish to receive a FREE subscription to Registered Rep.?
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Your fax number is used to communicate to you. By providing your fax number, you are giving your written permission to receive subscription and other related information from Registered Rep. that may be of interest to you by fax. Penton Media will not share this information or use it for any other purpose. You may opt out of receiving faxes from Penton Media any time in the future.

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Yes, please auto-fill my contact information for other publication qualification forms.


2. In lieu of a signature, Penton Media requires a unique identifier used for subscription verification purposes by their auditing bureau. What is the month of your birth?


3. How would you like to receive your copy of Registered Rep.? (If you want to receive the digital version of the magazine, Penton Media must have your email address)
Print (USA only)     Digital


4. What is your job function? (select only one)
Stockbroker/Registered Rep. Sales Assistant
Financial Planning Bank Investment Sales
Registered Investment Advisor Insurance Sales
Branch Manager/OSJ Other (please specify)
Chairman/CEO/President & Other Senior Management


5. What type of firm do you work for? (select only one)
National Wirehouse RIA Firm
Regional Brokerage Bank Brokerage
Independent Brokerage Insurance
If you checked 'Independent Brokerage', who is your broker/dealer? Other (please specify)
Financial Planning


6. Are you Series 7 (GS) licensed?
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If you are Series 7 licensed, in what year were you registered?


7. What other licenses/designations do you hold? (select all that apply)
CFP Series 65 (IAR)
Series 3 (CR) Series 66
Series 4 (OP) ChFC
Series 6 (IR) CLU
Series 8 (SU) CPA
Series 24 (GP) Other (please specify)
Series 63
Series 64 (RES) None of the above


8. Assets you have under management: (select only one)
$150 million or more $25 million to $49.9 million
$100 million to $149.9 million Under $25 million
$50 million to $99.9 million


9. What is your gross annual production? (select only one)
$2 million or more $250,000 to $499,999
$1 million to $1,999,999 $100,000 to $249,999
$500,000 to $999,999 Under $99,999


10. What is your primary method of compensation? (select only one)
Fee Only     Commission Only     Fee & Commission


11. How many years have you worked in the financial services industry? (select only one)
Less than 5 years     5 to 10 years     10 years or more


12. Which of the following do you recommend/sell to your clients? (select all that apply)
Stocks Options
Bonds Derivatives
Mutual Funds Hedge Funds
Variable Annuities Exchange Traded Funds
Fixed Annuities Separately Managed Accounts
Insurance Products REITs/Real Estate Securities
Retirement/Pension Products Other (please specify)
International Investments/ADRs


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